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Securities Regulations Lawyer
Description: I give legal counsel to securities industry participants, would be participants, and service providers
Keywords: securities regulation,broker-dealer,broker-dealer licensing,broker-dealer registration,broker-dealer operations,broker trading,dealer trading,margin,stock loan,repurchase agreements,mutual funds,investment company,hedge funds,pooled investment vehicle,investment advisor,investment adviser,money manager,securities enforcement,securities investigation,securities inspection,trading programs,arbitrage trading,program trading,high speed trading,FINRA membership,FINRA rules,FINRA regulation,FINRA oversight,FINRA compliance,FINRA inspection,Prime broker,FINRA membership,SEC Rules,SEC inspection,SEC enforcement,SEC no-action,letters,code of ethics,compliance manual,Finders,capital introduction,independent directors,swaps,binary options,net capital,customer protection rule
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Securitiesregslawyer.com
Content Revalency:
Title: 33.33%
Description: 15.38%
Keywords: 10.34% | Document size: 8,440 bytes
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| SECURITIESREGSLAWYER.COM - Site Location |
| Country/Flag |
 United States |
| City/Region/Zip Code |
Dallas, TX, 75244 |
| Organization |
ThePlanet.com Internet Services |
| Internet Service Provider |
ThePlanet.com Internet Services |
|
SECURITIESREGSLAWYER.COM - Domain Information |
| Domain |
SECURITIESREGSLAWYER.COM [ Traceroute RBL/DNSBL lookup ] |
| Registrar |
Network Solutions, LLC Network Solutions, LLC |
| Whois server |
whois.verisign-grs.com |
| Created |
01-Jun-2010 |
| Updated |
02-May-2019 |
| Expires |
01-Jun-2022 |
| Time Left |
0 days 0 hours 0 minutes |
| Status |
clientTransferProhibited https://icann.org/epp#clientTransferProhibited clientTransferProhibited https://icann.org/epp#clientTransferProhibited |
| DNS servers |
NS6025.HOSTGATOR.COM 50.87.144.24
NS6026.HOSTGATOR.COM 50.87.146.186
|
| Site Response Header |
| Response |
HTTP/1.1 200 OK |
| Server |
Apache mod_fcgid/2.3.6 mod_auth_passthrough/2.1 mod_bwlimited/1.4 FrontPage/5.0.2.2635 |
| Date |
Sat, 16 Apr 2011 17:53:19 GMT |
| Content-Type |
text/html |
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